Investor Complaint

Investor Complaint Registration with Helpful Foundation📉

Download and Submit Forms 📝

Click the links below to download the forms required to register your complaint with Helpful Foundation (HF):

1. INVESTOR COMPLAINT RESOLUTION FORM 📝

2. UNDERTAKING OF FEE PAID AFFIDAVIT

👉Instructions: 

1. Download the forms by clicking the links above.

2. Fill out the forms completely and attach any supporting documents or evidence.

3. Send the completed forms via email to: pg@helpful.foundation

👉Note:

1. HF Membership Holders: No fee is required to register a complaint.

2. Non-Members: A fee is applicable for legal action and complaint registration.

💹Investor Issues for Complaint Registration

1. Multi-Level Marketing (MLM) / Chit Fund / Money Circulation Schemes

1. Investment in pyramid or MLM schemes

2. Chit fund business-related grievances

3. Money circulation schemes prohibited under the Price Chits and Money Circulation Schemes (Banning) Act, 1978

2. Service-Related Matters

1. Termination of employment or services

2. Non-payment of salary or wages

3. Delay or non-payment of terminal benefits / gratuity / pension

3. Non-Banking Finance Companies (NBFCs) / Residuary NBFCs (RNBCs)

1. Mismanagement of deposits or loans

2. Non-payment of interest or principal

3. Violation of regulatory norms

4. Collective Investment Schemes (CIS)

1. Misrepresentation or fraudulent schemes

2. Delay or denial of returns

3. Mismanagement of investors’ funds

5. SEBI-Registered Intermediaries

1. Stockbrokers, sub-brokers, or depository participant grievances

2. Mutual fund-related complaints

3. Wrongful charges or unauthorized transactions

6. Securities & Listed Companies

1. Issue or transfer of securities

2. Non-receipt of dividends

3. Mismanagement in IPO allotments or share transfers

7. Real Estate Companies

1. Delay in project completion

2. Non-refund of invested amounts

3. Misrepresentation of project details

8. Other Investor Grievances

1. Fraudulent investment schemes not covered above

2. Any unresolved dispute with financial or investment entities

👉NOTE:

1. HF Membership Holders: No fee is required to register a complaint or seek assistance.

2. Non-Members: A fee is applicable for legal action and registration of the complaint.

3. Special Benefit for BPL Card Holders

   All services offered by Helpful Foundation are completely free of cost for individuals holding a valid BPL (Below Poverty Line) Card.

👉Note on Legal Fees

1. The legal fee for processing and pursuing a complaint with Helpful Foundation depends on the nature and complexity of the case.

2.  HF membership holders are exempt from fees for complaint registration and initial assistance.

3. Non-members are required to pay the applicable legal fee, which will be communicated based on the specifics of the case, before filing or taking legal action.

4. The complainant will be informed of the exact fee amount prior to proceeding with any legal or administrative process.